-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIGC1W6PZtuaKOHIbT1tB97fQgqYTvXumV/nyLonnbSuou6qQJwnFv5jV0AI97ok s1GqPHddG5zKvG7uVV2NhQ== 0001104659-04-003802.txt : 20040212 0001104659-04-003802.hdr.sgml : 20040212 20040212123837 ACCESSION NUMBER: 0001104659-04-003802 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: LYNNE WISNESKI FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WISNESKI FRANCIS V JR CENTRAL INDEX KEY: 0001263052 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 POWDER POINT AVENUE CITY: DUXBURY STATE: MA ZIP: 02332 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BENTHOS INC CENTRAL INDEX KEY: 0000011390 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 042381876 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50353 FILM NUMBER: 04589414 BUSINESS ADDRESS: STREET 1: 49 EDGARTON DRIVE CITY: NORTH FALMOUTH STATE: MA ZIP: 02556 BUSINESS PHONE: 5085631000 MAIL ADDRESS: STREET 1: 49 EDGERTON DR CITY: NORTH FALMOUTH STATE: MA ZIP: 02556 SC 13G/A 1 a04-2116_1sc13ga.htm SC 13G/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

Benthos, Inc.

(Name of Issuer)

 

Common Stock - $.06 2/3 Par Value

 

082641

(CUSIP Number)

 

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

PAGE 1 of 7 PAGES



 

CUSIP No.  082641

 

SCHEDULE 13G

(Amendment No. 1)

 

 

1)

Names of Reporting Persons; S.S. or I.R.S. Identification Nos. of Above Persons
Frank V. Wisneski, Jr.

 

 

2)

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 

 

 

(b)

 

 

 

3)

SEC Use Only

 

 

 

4)

Citizenship or Place of Organization

U.S.A.

 

 

 

Number of Shares
Beneficially Owned
By Each Reporting
Person With

5)

Sole Voting Power

2,200

 

 

6)

Shared Voting Power

73,546

 

 

7)

Sole Dispositive Power

2,200

 

 

8)

Shared Dispositive Power

73,546

 

 

 

9)

Aggregate Amount Beneficially Owned by Each Reporting Person
75,746

 

 

 

 

10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 

11)

Percent of Class Represented by Amount in Row (9)

5.5%

 

 

12)

Type of Reporting Person (See Instructions)

IN

 

PAGE 2 of 7 PAGES



 

CUSIP No.  082641

 

SCHEDULE 13G

(Amendment No. 1)

 

 

1)

Names of Reporting Persons; S.S. or I.R.S. Identification Nos. of Above Persons
Lynne Wisneski

 

 

2)

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 

 

 

(b)

 

 

 

3)

SEC Use Only

 

 

 

4)

Citizenship or Place of Organization

U.S.A.

 

 

 

Number of Shares
Beneficially Owned
By Each Reporting
Person With

5)

Sole Voting Power

0

 

 

6)

Shared Voting Power

73,546

 

 

7)

Sole Dispositive Power

0

 

 

8)

Shared Dispositive Power

73,546

 

 

 

9)

Aggregate Amount Beneficially Owned by Each Reporting Person
75,546

 

 

10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 

11)

Percent of Class Represented by Amount in Row (9)

5.3%

 

 

12)

Type of Reporting Person (See Instructions)

IN

 

PAGE 3 of 7 PAGES



 

CUSIP No.  082641

 

SECURITIES AND EXCHANGE COMMISSION

SCHEDULE 13G

(Amendment No. 1)

 

Item 1

 

(a)

Name of Issuer:  Benthos, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices

 

 

 

49 Edgerton Drive
North Falmouth, MA 02256

 

Item 2

 

(a)

Name of Person Filing:

 

 

(1)
(2)

Frank V. Wisneski, Jr.
Lynne Wisneski

 

 

 

This Schedule 13G is filed on behalf of Frank V. Wisneski, Jr. and Lynne Wisneski (the “Reporting Persons”) pursuant to Rule 13d-1(k)(1).  A joint filing agreement of the Reporting Persons is attached hereto as Exhibit 1.

 

(b)

Address of Principal Business Office or, if none, Residence:

 

 

(1)

200 Powder Point Avenue
Duxbury, MA 02332

 

 

(2)

200 Powder Point Avenue
Duxbury, MA 02332

 

(c)

Citizenship:

 

 

(1)
(2)

USA
USA

 

(d)

Title of Class of Securities:  Common Stock, $.06 2/3 par value

 

(e)

CUSIP Number:  082641

 

Item 3

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

PAGE 4 of 7 PAGES



 

CUSIP No.  082641

 

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4 (a)

Amount beneficially owned:

 

The information required by this Item 4 for each Reporting Person is set forth on the respective cover page of this Schedule 13G applicable to such Reporting Person in Items 5-11 thereof and such Items are incorporated herein by reference.

 

The percentages reported as beneficially owned by the Reporting Persons in this Schedule 13G are based upon 1,383,102 shares of the Issuer’s Common Stock outstanding as of December 16, 2003, as reported on the Issuer’s Annual Report on Form 10-KSB for the year ended September 30, 2003.

 

 

Item 5

Ownership of Five Percent or Less of a Class:

 

Not Applicable

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person:

 

Not Applicable

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

 

Not Applicable

 

Item 8

Identification and Classification of Members of the Group:

 

Not Applicable

 

PAGE 5 of 7 PAGES



 

CUSIP No.  082641

 

Item 9

Notice of Dissolution of Group:

 

Not Applicable

 

Item 10

Certification:

 

(a)

Not Applicable

 

(b)

By signing below each of the undersigned certifies that, to the best of his or her knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participant in any transaction having that purpose or effect.

 

After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct.

 

 

February  3, 2004

 

 

Date

 

 

 

 

 

/s/ Frank V. Wisneski, Jr.

 

 

Signature

 

 

 

 

 

Frank V. Wisneski, Jr.

 

 

Name/Title

 

 

 

February  3, 2004

 

 

Date

 

 

 

 

 

/s/ Lynne Wisneski

 

 

Signature

 

 

 

 

 

Lynne Wisneski

 

 

Name/Title

 

PAGE 6 of 7 PAGES



 

JOINT FILING AGREEMENT

 

Each of the undersigned agrees that the Schedule 13G to be jointly filed with the Securities and Exchange Commission pursuant to Rule 13(d)-1(k)(1) of the Securities Exchange Act of 1934 on or about this date, with respect to the reporting of the beneficial ownership of shares of Common Stock of Benthos, Inc. is being, and any and all amendments to such Schedule 13G may be, filed on behalf of each of the undersigned. This agreement may be executed in two or more counterparts, each of which will be deemed an original, but all of which together shall constitute one and the same instrument.

 

 

Dated: February 3, 2004

 

 

 

/s/ Frank V. Wisneski, Jr.

 

/s/ Lynne Wisneski

 

Frank V. Wisneski, Jr.

Lynne Wisneski

 

PAGE 7 of 7 PAGES


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